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Market Conduct Examination Standards (D) Working Group

The 2019 Market Conduct Examination Standards Working Group will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the NAIC Conference Call Calendar and on StateNet.

2019 Charges:

  • Develop market conduct examination standards and uniform market conduct procedural guidance, as necessary.

  • Monitor the adoption and revision of NAIC models and develop market conduct examination standards to correspond with adopted NAIC models by the Fall National Meeting.

  • Develop updated standardized data requests for inclusion in the Market Regulation Handbook by the Fall National Meeting.

The following document provides a summary of the changes between the 2017 and the 2018 Editions of the Revised Market Regulation Handbook What's New?

To get an idea of what's inside the 2018 Market Regulation Handbook, click on the following link:

2018 Market Regulation Handbook Table of Contents

How to Order a Copy of the 2018 Market Regulation Handbook (Non-Regulator only)

Market Regulation Handbook Updates and Reference Documents*
User ID and Password Required (found on the first page of the 2018 edition of the Market Regulation Handbook)

Regulators may access the Market Regulation Handbook and Market Regulation Handbook Updates and Reference Documents via StateNet at: 
https://isiteplus.naic.org/statenet/market_regulation_handbook.htm.

*Reference Documents include:

  • Regulatory Guidance for Closing Continuum Actions
  • Comprehensive Annual Analysis (CAA) Form (to be used in conjunction with Chapter 29—Conducting the Advisory Organization Examination in the Market Regulation Handbook)
  • Appendices F & G (to be used in conjunction with Chapter 29—Conducting the Advisory Organization Examination in the Market Regulation Handbook)
  • NAIC Standard Complaint Data Form (CDS) (Includes Health Reform-Related Consumer Complaint Codes)
  • Health Reform-Related Consumer Complaint Code Definitions
  • Health Reform Standardized Data Request
  • Health Reform Standardized Data Request Definitions
  • Health Reform Survey
  • Investigation Guidelines
  • Model Laws, Regulations and Guidelines Table of Contents
  • Model Laws, Regulations and Guidelines 6 Volume Set
  • Market Conduct Uniform Examination Outline
  • Market Conduct Pre-Planning Checklist and Instructions
  • Market Conduct Examiner Compensation
  • NAIC Publications Online
  • Regulatory Information Retrieval System Form (RIRS)
  • Additional Sampling Materials (Supplement to Chapter 14-Sampling)
  • Standardized Data Requests
  • White Papers
  • 2017 TeamStore for TeamMate R11.0.2 [Zip]
Market Conduct Examination Standards (D) Working Group - 190718

Conference Call
Thursday, July 18
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Length of Call: 1 hr

An agenda and materials will be posted prior to the call.


Contacts

Media Inquiries
(816) 783-8909
news@naic.org


Petra Wallace
Market Regulation Specialist
816-783-8272

Lois E. Alexander
Market Regulation Manager
816-783-8517

Please see the current Committee List for a complete list of committee members.

 

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