Financial Analysis Solvency Tools (E) Working Group

2019 Charges

The Financial Analysis Solvency Tools (E) Working Group will:

  1. Provide ongoing maintenance and enhancements to the Financial Analysis Handbook and related applications for changes to the NAIC annual/quarterly financial statement blanks, as well as enhancements developed to assist in the risk-focused analysis and monitoring of the financial condition of insurance companies and groups. Monitor the coordination of analysis activities of holding company groups, and coordinate and analyze input received from other state regulators.
  2. Provide ongoing development maintenance and enhancements to the automated financial solvency tools developed to assist in conducting risk-focused analysis and monitoring the financial condition of insurance companies and groups. Prioritize and perform analysis to ensure that the tools remain reliable and accurate.
  3. Coordinate with the Financial Examiners Handbook (E) Technical Group and the Risk-Focused Surveillance (E) Working Group, as appropriate, to develop and maintain guidance in order to provide effective solvency monitoring.
  4. In compliance with the framework developed by the PBR Review (EX) Working Group:
    1. Continue to provide advice to regulators, identifying and judging risk, establishing appropriate procedures, identifying frequency of model reviews, and documenting best practices. Address all risks, financial and non-financial; e.g., enterprise risk management (ERM), board, corporate governance and the Own Risk and Solvency Assessment (ORSA).
    2. Continue to adjust the Financial Analysis Handbook and current financial analysis solvency tools for life insurance companies based on any recommendations as requested from the Life Actuarial (A) Task Force to incorporate principle-based reserving (PBR) changes.

There are no call materials at this time.

Education & Training Events

There are no education and training events at this time.

Related NAIC Publications


Media Inquiries
(816) 783-8909

Ralph Villegas 
Manager I - Life/A&H Financial Analysis

Rodney Good
Manager I - P&C/Title Financial Analysis

Bill Rivers
Health Financial Analysis Program Manager

Please see the current Committee List for a complete list of committee members.


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